Compliance Investigations

Credit Unions ◦ Banks ◦ Money Service Businesses ◦ Casinos ◦ Crypto ◦ Payment Processors

When a transaction triggers an alert, track and investigate important information to determine if you need to file a SAR. Import case data into fully validated SARs to streamline data entry.

Overview

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Transaction Monitoring

Automatic alerts notify you of unusual patterns across any channel and transaction type.

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CENTRALIZED DASHBOARD

Stay organized with a dashboard that enables you to view, sort, and filter cases across your institution.

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Comprehensive Case Building

Open cases directly from alerts and track unusual activity to determine if you need to file a SAR.

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TEAM COLLABORATION

Leverage everyone’s expertise and fill the gaps by assigning complex cases to multiple people.

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SEAMLESS FINCEN E-FILING

Import case data into fully validated SARs, batch file with just a few clicks, and track filing status - all within SimpliRisk.

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AUTOMATIC AUDIT LOGS

Automatically track changes to your case data to maintain a comprehensive and accurate audit log.

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RELATIONSHIP SCANNING

Scan cases across our Peer Fraud Network and identify matching data to stop repeat offenders.

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Micro + Macro Reporting & Analytics

Satisfy police agencies, subpoena requests, and auditors while spotting trends and gaining actionable insights.

Case Study

SimpliRisk enabled an Oregon credit union to scale its investigation capacity by by 136%.

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Benefits

Integrations

Centralized Investigations

Centralize scattered and manual processes into one easy-to-use system. Scale your investigation and FinCEN filing capacity without adding staff or IT overhead.

File Export

Seamless FinCEN Filing

Take the stress and guesswork out of filing SARs and CTRs. Digitized, pre-populated forms with built-in validation catch errors before sending to FinCEN.

Return

Collaborative Intelligence

Leverage our Peer Fraud Network. Scan cases against other institutions to identify matching data, making it easier to identify and stop repeat offenders.

What Our Clients Have to Say

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We save so much time with the batch filing options for SAR’s and CTR’s. Our auditors love the reporting features that SimpliRisk has to offer. It makes pulling documentation for audits a breeze and ensures that we get a clean BSA audit.

Upcoming Webinars

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Live Webinar Live Webinar

Navigate Compliance With Innovation: An Introduction To SimpliRisk

December 3, 2025

9:30AM - 10:00AM Pacific

BSA, AML, and Fraud expectations aren’t slowing down. Institutions that take a proactive approach are best positioned to thrive. That’s...
Live Webinar Live Webinar

Fraud Under Control? Total Fraud Management from Front Office to Final Report

December 4, 2025

9:30 AM - 10:00 AM Pacific

Fraud Under Control? Total Fraud Management from Front Office to Final Report Our front-line teams are the first to see...
Live Webinar Live Webinar

Reduce Risk and Ensure Compliance with an All-in-One Solution

December 10, 2025

9:30AM - 10:00AM Pacific

Is your current BSA/AML program overly expensive to operate? Join us to learn how to combine on-boarding, monitoring detection, risk...
Live Webinar Live Webinar

Stay Ahead of the Curve with an Innovative Fraud Management Solution

December 11, 2025

9:30AM - 10:00AM Pacific

Organized fraud acts quickly and at high volume, using new tech to exploit gaps in detection. Meanwhile, fraud teams remain...
Live Webinar Live Webinar

Navigate Compliance With Innovation: An Introduction To SimpliRisk

December 17, 2025

9:30AM - 10:00AM Pacific

BSA, AML, and Fraud expectations aren’t slowing down. Institutions that take a proactive approach are best positioned to thrive. That’s...
Live Webinar Live Webinar

Fraud Under Control? Total Fraud Management from Front Office to Final Report

December 18, 2025

9:30AM - 10:00AM Pacific

Organized fraud acts quickly and at high volume, using new tech to exploit gaps in detection. Meanwhile, fraud teams remain...