Blog Post
AML Program Effectiveness: Policy and Automation
- Dec 21, 2020
- By Dave Gowan
About the writer
Dave Gowan
Dave brings a unique blend of experience as a former investigator and compliance officer with multi-billion dollar asset financial institutions. Dave has a 15+ years of career experience from the armed forces; to financial crime / fraud investigation; to complete compliance officer responsibilities. Dave brings a pragmatic and practical approach to the industry, grounded in fact and working knowledge of financial regulations. Dave has been with PayLynxs for over 4 years.
When many compliance professionals make plans for determining a strategy for managing your financial institution’s AML program, the use of software, such as SimpliRisk, may...
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Watch List Scanning: Tips for Determining & Clearing Potential Matches
- Nov 02, 2020
- By Dave Gowan
About the writer
Dave Gowan
Dave brings a unique blend of experience as a former investigator and compliance officer with multi-billion dollar asset financial institutions. Dave has a 15+ years of career experience from the armed forces; to financial crime / fraud investigation; to complete compliance officer responsibilities. Dave brings a pragmatic and practical approach to the industry, grounded in fact and working knowledge of financial regulations. Dave has been with PayLynxs for over 4 years.
When it comes to watch list scanning, there are a variety of approaches and methods for determining whether a potential match is false or positive,...
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High Risk Customers: Tips to Create and Manage an Exclusion List
- Oct 16, 2020
- By Dave Gowan
About the writer
Dave Gowan
Dave brings a unique blend of experience as a former investigator and compliance officer with multi-billion dollar asset financial institutions. Dave has a 15+ years of career experience from the armed forces; to financial crime / fraud investigation; to complete compliance officer responsibilities. Dave brings a pragmatic and practical approach to the industry, grounded in fact and working knowledge of financial regulations. Dave has been with PayLynxs for over 4 years.
Creating an Exclusion List is a great way for a Compliance department to manage risk associated with people and entities that the financial institution determines...
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High Risk Customers: Peer Grouping & Analysis
- Aug 07, 2020
- By Dave Gowan
About the writer
Dave Gowan
Dave brings a unique blend of experience as a former investigator and compliance officer with multi-billion dollar asset financial institutions. Dave has a 15+ years of career experience from the armed forces; to financial crime / fraud investigation; to complete compliance officer responsibilities. Dave brings a pragmatic and practical approach to the industry, grounded in fact and working knowledge of financial regulations. Dave has been with PayLynxs for over 4 years.
In a previous blog post, I discussed how to determine high risk customers as it pertains to financial crime risk. To summarize, a risk professional...
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