Compliance Investigations

Credit Unions ◦ Banks ◦ Money Service Businesses ◦ Casinos ◦ Crypto ◦ Payment Processors

When a transaction triggers an alert, track and investigate important information to determine if you need to file a SAR. Import case data into fully validated SARs to streamline data entry.

Schedule Demo

Overview

Transaction Monitoring

Automatic alerts notify you of unusual patterns across any channel and transaction type.

CENTRALIZED DASHBOARD

Stay organized with a dashboard that enables you to view, sort, and filter cases across your institution.

Comprehensive Case Building

Open cases directly from alerts and track unusual activity to determine if you need to file a SAR.

TEAM COLLABORATION

Leverage everyone’s expertise and fill the gaps by assigning complex cases to multiple people.

SEAMLESS FINCEN E-FILING

Import case data into fully validated SARs, batch file with just a few clicks, and track filing status - all within SimpliRisk.

AUTOMATIC AUDIT LOGS

Automatically track changes to your case data to maintain a comprehensive and accurate audit log.

RELATIONSHIP SCANNING

Scan cases across our Peer Fraud Network and identify matching data to stop repeat offenders.

Micro + Macro Reporting & Analytics

Satisfy police agencies, subpoena requests, and auditors while spotting trends and gaining actionable insights.

Case Study

SimpliRisk enabled an Oregon credit union to scale its investigation capacity by by 136%.

Read the Success Story

Benefits

Centralized Investigations

Centralize scattered and manual processes into one easy-to-use system. Scale your investigation and FinCEN filing capacity without adding staff or IT overhead.

Seamless FinCEN Filing

Take the stress and guesswork out of filing SARs and CTRs. Digitized, pre-populated forms with built-in validation catch errors before sending to FinCEN.

Collaborative Intelligence

Leverage our Peer Fraud Network. Scan cases against other institutions to identify matching data, making it easier to identify and stop repeat offenders.

What Our Clients Have to Say

We save so much time with the batch filing options for SAR’s and CTR’s. Our auditors love the reporting features that SimpliRisk has to offer. It makes pulling documentation for audits a breeze and ensures that we get a clean BSA audit.

Kelsey Humphrey Internal Audit Manager ◦ Pioneer Federal Credit Union

Upcoming Webinars

View All

Live Webinar

What Forward-Looking Financial Institutions Are Doing Differently

June 17, 2026

9:30AM - 10:00AM PST

Fraud risks are increasing. Compliance expectations continue to evolve. And many institutions are being asked to do more with the...

View Event

Live Webinar

Modernizing Fraud Operations Through Connected Intelligence

June 18, 2026

9:30AM - 10:00AM PST

Fraud has evolved. Modern fraudsters operate as coordinated networks. Most financial institutions still investigate fraud as isolated events. Join Matt...

View Event

Live Webinar

Is Your Compliance Operation Built for What's Next?

July 8, 2026

9:30AM - 10:00AM PST

Many financial institutions are facing the same challenge: Fraud is becoming more sophisticated, regulatory expectations continue to grow, and manual...

View Event

Live Webinar

Are Fraud Investigations Giving You the Full Picture?

July 9, 2026

9:30AM - 10:00AM PST

Fraud rarely happens as a single event. A suspicious transaction. A compromised account. A fraudulent check. Individually, they may seem...

View Event

Live Webinar

Can Your Compliance Operation Scale With Growing Demands?

July 15, 2026

9:30AM - 10:00AM PST

Compliance responsibilities continue to grow. From transaction monitoring and risk rating to case management, FinCEN filing, watchlist screening, and fraud...

View Event

Live Webinar

Why Are Fraud Patterns Becoming Harder to Spot?

July 16, 2026

9:30AM - 10:00AM PST

Fraud isn't becoming more difficult to detect because institutions lack alerts. It's becoming more difficult to detect because fraud activity...

View Event

Live Webinar

Still Managing Compliance Across Multiple Systems?

July 22, 2026

9:30AM - 10:00AM PST

Many financial institutions are managing compliance through a combination of spreadsheets, manual processes, and disconnected systems. As fraud risks grow...

View Event

Live Webinar

The Missing Link Between Fraud Detection and Fraud Intelligence

July 23, 2026

9:30AM - 10:00AM PST

Financial institutions have more fraud data, more monitoring tools, and more alerts than ever before, yet many fraud teams still...

View Event

Live Webinar

Build a More Resilient Compliance Operation

July 29, 2026

9:30AM - 10:00AM PST

Financial institutions are facing a difficult balancing act. Fraud risks continue to evolve. Regulatory expectations continue to expand. And compliance...

View Event

Live Webinar

What Happens When Fraud Intelligence Is Siloed?

July 30, 2026

9:30AM - 10:00AM PST

Every fraud investigation generates valuable information. The challenge is that too often, that knowledge remains trapped in spreadsheets, emails, case...

View Event